Transition Support

HighTower enables advisors to realize the upside of independence with none of the headaches. We assume the expenses and risks associated with the build-out of your office, as well as the expenses associated with managing a staff, renting office space and making a payroll.

Support for Both Brokerage and Fee-Based Accounts

HighTower manages a single, unified, and direct transition process for all of an advisor’s accounts, regardless of whether they are advisory or brokerage. We put a lot of work into structuring enterprise service agreements with our clearing and custody partners to support both types of account. We believe this effort, combined with the ongoing support of our in-house team, will result in higher service levels and decreased transition risks.

The HighTower Process

The financial support you receive helps reduce your personal and practice risks during the transition. In addition, HighTower has a dedicated transition team capable of managing every aspect of moving your practice, your clients and your assets under management. Finally, HighTower is a signatory of The Protocol.

HighTower Benefits: Step-By-Step

1	Initial compensation package Full absorption of transition costs Litigation support in separating from old firm if needed Legal, HR and Accounting support Office leasing, furnishing and equipment support Technology set-up and support On-site management of both brokerage and fee-based account transfer
2	Freedom to fully focus on clients Ability to use your own name in conjunction with the HighTower brand Affiliation with major independent custody and clearing partners
3	Successful transition of your valued clients Platform for improved client relationships and growth Improved service and financial structure Long-term succession strategies