• THE DIFFERENCE
• WHO WE ARE
• PRESS
• CONTACT
• FOR ADVISORS
• HOST

• OVERVIEW
• ADVISORS
• ADVISORS
• EQUUS NOTES
• EQUUS REPORTS
• PORTAL

Overview

Mission Statement:

To positively impact our clients’ financial lives and, thereby, assist them in achieving their longer-term needs and objectives.

We advise our clients with an integrated approach that spans personal Mission Statements, Estate Planning and Risk Management.

Our Investment style is thematic in nature and oriented toward Total Return over specified time horizons.

Our Specialty is Fixed Income and building Concentrated, Common Stock portfolios of high-quality Large-Cap growth companies, supplemented with exposure to Emerging Markets, Private Equity and other Alternative Investments.

We are fully versed with SEC regulations governing the sale and hedging of concentrated security positions, as well as with Rule 10b5-1 Trading Plans that comply with all Sarbanes-Oxley guidelines for executives of publicly traded companies.

We have built strong relationships within the Legal and Accounting communities to better address our clients’ Tax and Estate Planning needs.

As a Team, our goal is to offer clients Peace of Mind. By sharing in the planning and management of their Balance Sheet and Income Statement, clients are freed to focus more of their time, energy and attention on the things in life that matter most.