Fiduciary News
Traders on Run for the Money
Wall Street Journal, December 15, 2010
In a flashback to the late 1990s, online-trading firms catering to small investors are lining up to go public.
Dodd’s Revised Bill a Mixed Bag for Advisers
InvestmentNews, March 15, 2010
In: Investor Advocate office, ramped up protection for senior investors; Out: fiduciary standard for brokers who give advice
Sen. Christoper Dodd, D-Conn., today introduced his much-anticipated—and much-revised—bill for reforming the financial markets. The "Restoring American Financial Stability Act of 2010" draft bill runs well over 1,300 pages, but Title IX will be of most interest to financial advisers. In it, Mr. Dodd calls for a study by the Securities and Exchange Commission on whether brokers should be subject to the same fiduciary standard that applies to registered investment advisers.
News
"Nice Girls Don’t Get It", Eurozone, Collapse, Demographic Trends, SeaCube Container
TheStreet.com, May 24, 2011 (Matthias Kuhlmey’s interview begins around the 8 minute mark.)
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Investment Advisor, August 1, 2009